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Securities Regulation

This Guide provides lists of suggested resources for researching various securities law topics.

Uniform Securities Act

A model act (promulgated by the National Conference of Commissioners on Uniform State Laws) that is not binding in a state unless it has been adopted by that state’s legislature. 

 

Lexis

 

Martindale-Hubbell(R) - Uniform Securities Act of 1985 (with 1988 amendments)

 

Westlaw

 

Uniform Laws Annotated (ULA)

Statutes

Lexis

 

Combined State Blue Sky Codes, Regulations and Legislation  

 

Blue Sky (link to library of state-by-state blue sky databases)

 

Westlaw

 

Blue Sky Statutes (combined)

 

                                    Blue Sky Statutes by Individual State


Commerce Clearing House (CCH)

Blue Sky Reporter – Commerce Clearing House (CCH)

Call Number:  KF1070.Z95 C65

Also available via the CCH Intelliconnect database, under the heading Securities (State) > Blue Sky Law Reporter > Blue Sky Laws and Regulations.

Regulations

Lexis

 

Combined State Blue Sky Codes, Regulations and Legislation  

 

Blue Sky (link to library of state-by-state blue sky databases)

 

Westlaw

 

Blue Sky Statutes and Regulations Combined

 

Blue Sky Regulations by Individual State

 

Commerce Clearing House (CCH)

 

Blue Sky Reporter – Commerce Clearing House (CCH)

Call Number:  KF1070.Z95 C65

Also available via the CCH Intelliconnect database, under the heading Securities (State) > Blue Sky Reporter > Blue Sky Laws and Regulations.

 

Cases

Lexis

 

State Securities Cases, All Available

 

State Securities Cases (links to individual states)

 

Westlaw

 

Multistate Securities and Blue Sky Law - Cases

 

Securities & Blue Sky Law Cases by Individual States

Commerce Clearing House (CCH)

 

Blue Sky Reporter – Commerce Clearing House (CCH)

Call Number:  KF1070.Z95 C65

Also available via the CCH Intelliconnect database, under the heading Securities (State) > Blue Sky Reporter > Blue Sky Decisions.

Administrative Decisions

Lexis

State Securities Cases and Administrative Decisions

 

Westlaw

 

Multistate Securities and Blue Sky Law - Administrative Decisions

 

Commerce Clearing House (CCH)

 

Blue Sky Reporter – Commerce Clearing House (CCH)

Call Number:  KF1070.Z95 C65

Also available via the CCH Intelliconnect database, under the heading Securities (State) > Blue Sky Reporter > Blue Sky Policies Statements, Administrative Orders, Interpretive Opinions and No-Action Letters

Treatises

Westlaw

 

Blue Sky Law

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