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Securities Regulation

This Guide provides lists of suggested resources for researching various securities law topics.

Introduction

This Guide provides lists of suggested resources for researching various securities law topics.  Other than the items referred to on the tabs “Selected Self-Regulatory Organizations and Securities Exchanges” and “State Securities Law Research,” these resources relate to U.S. federal securities laws, regulations, and other materials.  Acronyms and abbreviations are defined where they first occur on each page of this Guide; they are also listed on the tab entitled “Acronyms and Abbreviations.”  Brief explanatory notes are provided with respect to sources whose subject matter or coverage may not be apparent from their titles.

Looseleaf Service

Continuing Legal Education Materials

Web Resources

Treatises on Westlaw

Westlaw offers dozens of securities law treatises, some of which are electronic versions of the treatises listed below: Forms, Treatises and Other Practice Material.

Treatises on Selected Securities Law Topics

These treatises provide detailed analysis of specific securities law issues or areas of practice.

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